RESEARCH on perceived emotion in music generally relies on listeners’ judgments of
aesthetic qualities based on audio excerpts of varying lengths. [1] Such stimuli may involve live or
pre-recorded human performances or computer-generated synthetic audio. Eerola and
Vuoskoski (2013) estimate that a majority (75%) of studies in music and emotion research
use human performances. Research on perceived emotion in music often investigates how
specific parameters such as melody, harmony, and rhythm affect listeners’ judgments of
aesthetic qualities. Researchers face a methodological problem of whether to use “real
music” or “laboratory music” as stimuli for their investigations (Jones, 2010). We
define “laboratory music” to be any music or sounds (e.g., pure sine tones) created to
satisfy some researcher-imposed experimental and statistical constraints. “Real music”
is, then, everything else, though in this paper we focus particularly on human
performances of Western art music from 1893 to 1965. On the one hand, by using real
music, researchers can ensure that the stimuli are ecologically valid and represent
potential real-life musical experience—a quality that cannot be afforded by more
controlled audio signals that consist of simple tone patterns. Ecological validity is
also limited in stimuli that are generated via pitch randomization. On the other hand,
one important disadvantage of using human performances of real music as compared with
computer-generated synthetic audio—whether ordered or randomized—is the lack of
experimental control on the stimuli, which may limit researchers’ ability to manipulate
source materials and generalize findings. One solution to this problem may be to extract
performance data related to the “expressive performance actions” of human performers,
that is, micro-differences in terms of tempo, dynamics, articulation, intonation, and
vibrato (Kirke & Miranda, 2009), and investigate their influence on listeners’
experience. However, composers often use several cues to create a specific effect. For
example, softer dynamics, legato articulation, and slow tempo may be applied to a given
pitch structure to suggest nostalgia, while louder dynamics, staccato articulations, and
a faster tempo may be combined to convey urgency. Using laboratory music allows
researchers to study the specific impact of a set of musical parameters by controlling
for other factors (e.g., Scherer & Oshinsky, 1977). By testing several cues
independently as well as in combination, researchers have been able to rank the effect
of each type of cue and characterize their effect as linear and additive (Eerola et al.,
2013; Juslin & Linström, 2010). Nonetheless, while production mode (e.g., human,
machine, or computer) and source materials (e.g., real music, melodies composed by the
reported along with the results, it is not clear whether the methods used to produce
musical stimuli have an effect on listeners’ experience.
INTRODUCTION
In this study, we offer a new approach that balances the need for ecological validity
with that of controlled stimuli. Using excerpts of pre-composed music, we create
partially controlled testing conditions and subsequently explore the influence of
uncontrolled musical features on participants’ emotional ratings. In Experiment 1,
participants rated perceived emotions in naturalistic pre-recorded human performances
and computer-generated synthetic rendering of the same musical excerpts, while in
Experiment 2 participants rated perceived emotions in computer-generated synthetic rendering of
musical excerpts with ordered and randomized pitch presentation. Each experiment was
then followed with a post-hoc, exploratory regression analysis of nine musical features
(described below).
Perceived Emotion in
Human Performance versus Synthetic Audio
Research related to audio generation in terms of performance medium tends to focus on two
aspects: timbral differences and expressive differences. Studies on timbral differences
typically ask participants to identify and categorize single-note stimuli in terms of
instrument type as well as perceptual dimensions such as “nasality,” “brilliance,” and
“naturalness” (Kendall et al., 1999). Other studies investigate the effect of timbre on
emotion by comparing excerpts played on different instruments (e.g., electronic
synthesizer vs. human performances on piano, violin, and trumpet), with observed effects
on listeners’ perceived emotions interpreted as being related to acoustical factors
(Hailstone et al., 2009; Le Groux & Verschure, 2010), rather than performance
medium.
Studies on expressive differences investigate expressive performance actions applied in
human performances of pre-composed music, focusing on observed differences between the
notated score and a human performance (Oore et al., 2020), or between different human
performances of the same notated score (Repp, 1998). Some studies have explored the
effects such differences have on listeners’ experience by manipulating human
performances. For example, listeners have been shown to be able to distinguish between
original and tempo-transformed versions of the same human performance (Honing, 2007).
Synthetic stimuli with different levels of timing manipulations have also been used to
explore listeners’ perceived “expressiveness” and “liveliness” (Hähnel & Berndt,
2010). The addition of other human-like expressive performance actions to synthetic
audio, such as expressive dynamics, has been shown to result in higher ratings of
“likeability” and “emotional expressiveness” (Kamenetsy et al., 1997).
However, very few studies have explored listeners’ ratings of emotional expression in
synthetic audio as compared to human performances. [2] On the one hand, listeners have been found to
have a negative bias in their ratings of expressive qualities of human performances
presented as synthetic (i.e., “pseudo-synthetic” performances; see Hähnel & Berndt,
2010). On the other hand, synthetic generation of short melodies with human-like
expressive differences in tempo, sound level, frequency spectrum, articulation, attack,
vibrato, and timing has been shown to convey discrete emotions such as happiness,
sadness, anger, fear, and tenderness as effectively as human performances of the same
melodies (Juslin, 1997). Nevertheless, direct comparisons of listeners’ perceived
emotion in human and synthetic performances of more complex musical structures, such as those
afforded by multi-part compositions, are still needed.
Pitch Structure
In this series of experiments, we investigate how musical structure affects the way
listeners perceive the emotions expressed by the music. Although scholarship on the
relationship between musical structure and expression dates back to antiquity, modern
scholarship on the topic has flourished since the 1990s. By applying appropriate
statistical techniques to experimental data, researchers have been able to
systematically examine the relationship between certain aspects of musical structure and
perceived emotion.
Previous studies on the influence of pitch on perceived emotion have focused on pitch
height, range, and contour. Some of these studies used pre-composed or naturalistic
melodies (Kendall et al., 1999), while others used computer-generated melodic materials
that follow a set of carefully determined criteria pertaining to start/end pitches,
rhythmic structure, and key (Kawakami et al., 2013). These studies have identified
several ways pitch structure is related to perceived emotion in music. For example,
researchers have found that melodic contour—that is, whether pitches in a melody tend to
go upward or downward—has an effect on perceived valence, with upward melodies
positively correlated with valence (Gomez & Danuser, 2007). It has also been
reported that an ascending melody is associated with the categorical emotion of
“happiness” and a descending melody with “sadness” (Juslin, 2019). Studies have also
found an effect of pitch height on perceived emotion. Melodies in a higher pitch
register are associated with tenderness, nostalgia, and calmness, whereas those in a
lower pitch register are associated with power and tension (Aljanaki et al., 2014).
However, researchers have also found that perceived emotional characteristics of
instrumental sounds vary nonlinearly with their pitch height when examining single-note
sounds played on string instruments (Gilburt et al., 2016). Previous studies have also reported that dissonance level is positively
correlated with arousal (Dellacherie et al., 2010; Gomez & Danuser, 2007) and
negatively correlated with valence (Costa et al., 2004; Dellacherie et al., 2010;
Fritz et al., 2013; Kawakami et al., 2013).
Despite these findings, the effect of pitch structure more widely conceived is still lacking. Most
studies focus on single-change events (i.e., how a single pitch change results in
contour changes) or the substitution of an expected chord (e.g., tonic chord) for an
unexpected one (e.g., Steinbeis et al., 2005). In multi-part music, how pleasing two or more tones sound together (i.e., harmonic dissonance) also needs to be considered. However, apart from studies that compare the
effects of specific pitch collections such as major vs. minor and tonal vs. atonal on
listeners’ emotional judgments (Daynes, 2011; Gagnon & Peretz, 2003), the effect of
the global structure of pitches in multi-part musical excerpts has yet to be examined.
While randomization of pitches is used, few studies directly compare the effect of
ordered and randomized pitch structure on listeners’ experience. Furthermore, studies that do make use of the two types of pitch structure tend to focus
not on listeners’ emotional experience, but on other aspects of music perception. For
example, Peretz et al. (2009) used familiar melodies and variants with semi-randomized
pitch to locate neural correlates of familiar melodies. Prince et al. (2009) examined
how an atonal context comprising a series of randomized pitches could affect listeners’
judgments on pitch height. They reported that a randomized pitch context causes
listeners’ pitch judgments to be more sensitive to deviations from temporal regularity.
Similarly, Sears et al. (2023) found that a “temporally incoherent” harmonic context
created by scrambling the sequence of chords in an excerpt slows down listeners’
judgment on the intonation of a target chord.
In Experiment 2, we focus on the interaction between pitch structure and perceived
emotion. We compare listeners’ ratings of five emotional dimensions (mood, energy,
movement, dissonance, and tension) while listening to ordered versus pitch-randomized
variants that used the same set of pitches as the source stimuli. We did this with the
aim of opening a new avenue of research using musical excerpts that feature a greater
variety of changes in pitch structure. The five emotional dimensions were chosen based
on those most often used in studies on music and emotion. Mood and energy are the core
affects that provide the basis of the two-dimensional model (Russell, 2003), a framework
that accommodates many emotion words such as joy, sadness, anger, and fear. Movement,
tension, and dissonance were selected based on the rhythmic and harmonic characteristics
of the selected musical excerpts, which feature rhythmically complex and relatively
dissonant pitch structures.
Rhythm in Multi-Part Textures
The materials we selected for this study are characterized by concurrent rhythmic
patterns that cannot readily be mapped onto a single metric grid (i.e., “polyrhythm”).
These materials were selected because they provide a naturalistic and rich environment
within which listeners’ perceived emotions can be measured. To date, very little
research has looked into how rhythmically complex music is aesthetically evaluated by
listeners. When real music is used (as opposed to controlled “lab” stimuli), attention
is devoted to general aspects of the musical compositions, such as tempo, loudness,
timbre, and mode. Reports on finer-grain structural elements characterizing source
materials or experimental stimuli are limited and the effects of these elements are
generally not investigated.
Research on musical emotion has shown that tempo and event density are directly related
to high arousal and perceived emotion (Balkwill & Thompson, 1999; Gabrielson &
Juslin, 1996; Hevner, 1937). Shorter note values and faster tempi have also been shown
to correlate with feelings of happiness, surprise, tension, and amusement
(Fernández-Sotos et al., 2016). Enjoyment has been found to be correlated with tempo and
rhythmic entrainment (Labbé & Grandjean, 2014), with regularity being more
“pleasing” to the listener (Scherer & Zentner, 2001). However, beyond providing
tempo information in terms of beats per minute, most studies do not offer enough details
on the rhythmic structure of the selected music to allow for generalization over a wider
range of music. Moreover, with the exception of studies on polyrhythm (e.g., Handel
& Lawson, 1983; Handel & Oshinski, 1981), which typically consist of superposed
pulse trains with limited pitch content, and studies on groove, which use a range of
musical stimuli (synthetic or human) extracted from a limited range of musical styles
with varying degrees of syncopation (Witek et al., 2014), most studies on the effect of
rhythmic structure on listeners’ perceived emotions make use of single-part musical
sequences.
EXPERIMENT I: PRODUCTION MODE
The primary goal of the first experiment was to determine whether production mode (human
vs. synthetic) had an effect on listeners’ judgment of five emotional dimensions (mood,
energy, movement, dissonance, and tension) for two different instrumentations (piano vs.
string quartet). Because of the lack of previous studies that test the influence of
production mode on listeners’ perceived emotion, we assumed a null hypothesis for human
vs. synthetic stimuli. In contrast, based on previous findings (Hailstone et al., 2009;
Le Groux & Verschure, 2010), we predicted a main effect of instrumentation.
The secondary goal was to explore the possible effects of a subset of musical features on
participants’ ratings, including uncontrolled rhythmic features. To that end, we used a
set of computational measures of rhythmic structure (audio file duration, composite
normalized pairwise variability index [nPVI], composite event density, event density
ratio, nPVI group difference, and nested ratio) as well as pitch organization (pitch
range, pitch mean, and sonority dissonance). These measures are discussed in more detail
in the “Measures” section. As our secondary goal was exploratory, we did not formulate
any specific hypotheses. Informally, we expected event density to be positively
correlated with mood, energy, and tension (Fernández-Sotos et al., 2016; Gabrielson
& Juslin, 1996; Labbé & Grandjean, 2014), pitch range to be positively
correlated with mood and energy, and pitch mean to be negatively correlated with energy
(Gomez & Danuser, 2007). We also expected sonority dissonance to be predictive of
perceived dissonance and tension (Krumhansl, 2002; Lehne, 2014).
Methods
PARTICIPANTS
Participants were recruited using an online survey implemented in Qualtrics. The survey
was approved by the Ethics Review Board of the University of British Columbia (UBC), and
shared through social media postings, email notifications to institutional and
professional listservs, and the UBC Psychology Sona platform. One hundred and sixty-two
participants with self-reported normal hearing completed the study; two participants
were excluded from analysis due to those participants’ reported difficulty with English
in everyday life. The results we report here are based on the responses of the
remaining 160 participants. Gender distribution was uneven, with a large proportion of
participants self-identifying as women (76%) as compared to men (21%); two participants
self-identified as non-binary persons and three participants selected “prefer not to
answer.” Participants’ age ranged from 18 to 59 years old (M = 23.28;
SD = 7.29) and self-reported years of formal musical training ranged from 0
to 20 years (M = 5.89; SD = 5.09). A greater proportion of
participants reported familiarity with the musical style represented by the excerpts
(43%, as compared with 23% and 34% for no familiarity and “not sure” respectively), but
much fewer participants reported familiarity through listening or performance of a
specific excerpt (23%, as compared with 61% and 17% for no familiarity and “not sure”
respectively). Finally, most participants listened to the excerpts using their
computer’s built-in speakers (41%), followed by standard and noise-canceling headphones
(26%) or earbuds (25%); a small proportion of participants reported using external
speakers (8%), while only one participant reported using a phone speaker (0%).
MATERIALS
Sixteen musical excerpts from 12 different composers were selected from the Suter
(1980) Corpus (Poudrier & Shanahan, 2018), ranging from 1893 to 1965 in
terms of composition year (see Table 1). [3] Based on the availability of realistic audio synthesis
and for contrast in timbre, we selected an equal number of short piano and string
quartet examples. Because duration of audio stimuli has been shown to have an effect on
listeners’ emotion judgments (Bachorik et al., 2009), excerpts were trimmed to a
duration of 5 to 9 s (M = 7.16; SD = 1.11).
Table 1. Source musical compositions for
experimental stimuli listed alphabetically by composer’s last name.
There are eight excerpts for each instrumentation type.
Composer
Example ID
Work Title
Instrumentation
Year
Bartók, Béla
R324
Romanian Folk Dances
Piano
1915
R350
Piano Sonata
Piano
1926
T339
String Quartet No. 3
String Quartet
1927
Berg, Alban
T448
Lyric Suite
String Quartet
1926
Britten, Benjamin
T803
String Quartet No. 2, op. 36
String Quartet
1945
Debussy, Claude
T169
String Quartet, op. 10
String Quartet
1893
Falla, Manuel de
R310
“Jota”, from Seven Spanish Songs
Piano
1914
Gershwin, George
R686x
Rhapsody in Blue
Piano
1924
Hindemith, Paul
R616
String Quartet, op. 10
String Quartet
1918
Ives, Charles
T232A
String Quartet No. 1
String Quartet
1909
Martin, Frank
R560
Prelude No. 8
Piano
1948
T534x
Esquisse
Piano
1965
Martinů, Bohuslav
T502
String Quartet No. 7
String Quartet
1947
Prokofiev, Sergei
R582
Piano Sonata No. 7, op. 83
Piano
1942
R574
Piano Sonata No. 9, op. 103
Piano
1947
Ravel, Maurice
T271
String Quartet
String Quartet
1903
Two audio versions of each example were prepared by the same highly-trained composer: a
human performance extracted from a commercial recording randomly selected from available
recordings in the Naxos Music Library, and a high-quality musical instrument digital
interface (MIDI) rendering using the EastWest sound library. Audio files extracted from
recorded examples were trimmed using Audacity to allow excerpts’ duration to be more
precisely measured. The tempo of the synthetic examples was set to match the notated
beat rate; in three cases where there was no notated tempo (R686x, R582, and R574), the
tempo was calculated based on the human recorded performance of the same excerpt. A 0.2 s
fade-out was applied to the end of each example to reduce the abruptness of the ending,
and both audio file versions were then amplified or attenuated to a peak volume of -1
dB. All synthetic renderings were based on the musical excerpts encoded using kern. The
tempo of synthetic examples was set to match the average tempo without rubato or expressive microtiming (i.e., the timing of
individual note onsets or releases). Piano excerpts were rendered with the Steinway D
virtual instrument, and three virtual instruments from the Symphonic Orchestra Gold were
used for the string quartet excerpts (solo violin, solo viola, and solo cello, with
corresponding individual samples for specific articulations, when needed). Fine-tuning
of the synthetic audio involved subjective decisions, with the goal to match the corresponding human
recordings as closely as possible. To match the acoustics of the human recordings, reverb was added to the piano examples using Logic’s Space
Designer; it was not deemed necessary to add reverb to the string quartet examples,
which fairly closely matched the acoustics of the human performances. The precise timing
of raising and lowering the sustain pedal in the piano excerpts was also fine-tuned. For
the string quartet excerpts, each instrument may also have a variety of similar
articulation techniques available, so choosing between legato, legato expressive, and
slur, or between staccato, short staccato, and spiccato had to be done subjectively.
Because the same source materials were used for both of the synthetic and human
versions, the specific musical parameters were the same across these conditions.
PROCEDURE
The experiment was conducted online using Qualtrics, with participants instructed to
complete the tasks in one sitting, focusing only on doing the experiment, and in a quiet
location or wearing noise-canceling earphones. Participants were instructed to listen to
the excerpt in its entirety at least once, and then rate the excerpt using five
seven-point Likert scales. Participants rated the perceived mood (negative–positive),
energy (low–high), movement (very little–very much), dissonance (low–high), and tension
(low–high), with “movement” referring to how much the participant felt that they could
move along to the music.
First, participants provided consent and read the survey instructions. Participants
completed a pre-experiment questionnaire on which they reported their age, gender,
formal musical training, and English-language fluency. Prior to listening to the
experimental stimuli, participants heard a short audio file during which they were
instructed to adjust their volume to a comfortable level, and then completed two
practice trials (one of each instrumentation type); these trials were based on different source materials and were not included in the analysis. At the end of the survey,
participants were asked to report what listening device was used to complete the survey,
and whether they were familiar with the musical style of the excerpts or with the
excerpts themselves through listening or performance. Lastly, participants were given
the opportunity to provide feedback and read a debriefing document.
DESIGN
Excerpt, instrumentation, and performance were treated as within-subjects variables. For
instrumentation, each participant heard one version of each of the sixteen excerpts
(piano and string quartet). For performance, the order of the experimental trials was
randomized across musical excerpts so that each participant heard only one performance
version (human or synthetic) of each of the sixteen. Instrumentation version (piano or string quartet) was
pre-determined as excerpts were selected from the corpus according to their
instrumentation. No attempt was made to re-compose a given stimulus in its opposite
instrumentation version. Observations of excerpts were therefore independent. To avoid
bias, participants were not informed of the type of performance they would hear.
MEASURES
In addition to participants’ ratings of the five dependent variables using seven-point
Likert scales, we selected several measures derived from rhythmic and pitch structures
to explore the relationship between musical features and participants’ perceived
emotions. Rhythmic features required visualization and analysis of each excerpt, and
assessment of the differences between concurrent rhythmic patterns. Instrumental parts
were divided into two contrasting rhythmic groups (A and B) based on rhythmic similarity
within the group and dissimilarity across groups, with the lowest part on the score
assigned to Group A by default. The experimental excerpts include up to four
instrumental parts; note that although piano excerpts are notated on two staves, each
staff could include more than one part. Because the rhythmic design of a given
instrumental part may vary over time, group attribution was performed at the measure
level. To allow for comparison across musical excerpts, we used “composite” rhythms,
i.e., the sequential presentation of event onsets, where an “event” includes all the
notes that have the same onset time. Figure 1 illustrates the visual analytic markup for
a sample used in the experiment. Group A notes are colored in red, while Group B notes
are in blue. The top two staves are the original score and underneath are the extracted
composite rhythms and number of events for Group A only, Group B only, Groups A and B
combined (“composite”), and the intersection of Groups A and B (“coincidence”). The
analytic markup shown in the musical example is automatically generated by the
composite filter in Verovio Humdrum Viewer (Poudrier & Sapp, 2022).[4]
Fig. 1. Visual analytic markup for R686X, George Gershwin’s
Rhapsody in Blue (1924), mm. 91–94.
Table 2. Extracted rhythm and pitch measures with
calculation method.
Feature
Measure
Audio file duration
Total duration of audio file down to the tenths of milliseconds
Composite event density
Total number of composite events divided by audio file duration
Composite nPVI
Note-to-note duration variability score of the full composite rhythm
(“d” refers to the duration measured as an interonset interval
[IOI]; “k” denotes a specific IOI, such that k = 1 is
the first IOI; and “m” is the total number of IOIs):
Event density ratio
Number of events in a smaller group divided by number of events in a
larger group (higher ratio = similar density)
nPVI group difference
Absolute difference between the nPVI scores of the two rhythmic
groups (higher difference = contrasting variability between groups)
Nested ratio
Total number of coinciding event onsets divided by total number of
composite events (higher ratio = more coincidence)
Pitch mean
Mean of MIDI note numbers; e.g., given a scale from C4 to C5: (60 +
62 + 64 + 65 + 67 + 69 + 71 + 72) / 8 = 66.25 (slightly higher than
F#4)
Pitch range
Number of semitones from the lowest to the highest note; e.g., if the
range is from C4 to C5, range = 12
Sonority dissonance[5]
Each sonority is assigned a score (sn ) based on its most
dissonant interval, and the average sonority dissonance score is
weighted by the duration
(dn ) of the sonority: Σ dnsn / Σ dn
Table 2 presents the six rhythm features and three pitch features used to characterize
musical structure. While composite event density provides a measure for the
rate of presentation of events in the full texture, event density ratio
measures the potential for metric conflict or ambiguity between rhythmic groups. The
nPVI, a measure of the average durational variation between successive pairs of events
(Patel & Daniele, 2003), is the basis for composite nPVI and nPVI group
difference, which measure rhythmic regularity and the differential in
regularity between groups, respectively. Finally, nested ratio is calculated
based on the degree of coincidence between parts, and as such it provides a measure of
the potential for an integrated percept.
Pitch register was assessed as both pitch mean (average pitch) and pitch
range (interval between lowest and highest pitch). To measure sonority
dissonance, each sonority was assigned a score (sn) based on its
most dissonant interval (Poudrier et al., 2024): octave/unison = 0, P5/P4 = 1,
m3/M3/m6/M6 = 2, M2/m7 = 3, A4/d5/M7 = 4, m2 = 5. [6] Generally, consonances and weak dissonances
(0–3) greater than an octave are given the same score as their simple equivalent; strong
dissonances (4–5) are assigned a lower score (-1) above two octaves. The average
sonority dissonance score was weighted by the duration (dn) of the
sonority. Table 3 provides a summary of the means and standard deviations for piano and
string quartet excerpts. Because the same source materials were used for both the
synthetic and human versions, all measures have the same values across synthetic and
human conditions. Although piano and string quartet examples were different in terms of
musical materials, they belong to the same historical period. The relative stylistic
homogeneity of these musical excerpts was supported by a series of t tests.
There was no statistically significant difference between piano and string quartet for
each of the nine musical features (Table 3).
Table 3. Summary of means and standard deviations
for experimental stimuli (Piano, n = 8; String Quartet,n = 8). Means are given on top with standard deviations in
parentheses below.
Feature
Piano
String Quartet
Overall
Audio file duration
7.28
(1.12)
7.04
(1.15)
7.16
(1.11)
Composite event density
6.27
(2.57)
6.58
(2.21)
6.42
(2.32)
Composite nPVI
20.17
(18.42)
19.28
(17.53)
19.72
(17.37)
Event density ratio
0.52
(0.24)
0.49
(0.12)
0.50
(0.18)
nPVI group difference
54.50
(23.04)
35.62
(20.07)
45.06
(23.04)
Nested ratio
0.27
(0.17)
0.36
(0.17)
0.31
(0.17)
Pitch mean
58.42
(9.76)
61.77
(4.40)
60.09
(7.51)
Pitch range
36.13
(15.59)
44.25
(10.12)
40.19
(13.37)
Sonority dissonance
2.18
(0.87)
2.67
(0.64)
2.42
(0.78)
ANALYSIS
We conducted statistical analysis in RStudio, with R version 4.1.1 and used the rstatix
package for summary statistics, the broom package for summarizing linear models, and the
car package for calculating Variance Inflation Factor (VIF) for linear models (R Core
Team, 2021; Fox & Weisberg, 2019; Kassambara, 2022; Robinson et al., 2022). The
tidyverse package was used for data formatting and processing (Wickham et al.,
2019).
To address our primary goal of the effect of performance and instrumentation on
participant ratings, we conducted a two-way multivariate analysis of variance (MANOVA)
on the combined five dependent variables with performance and instrumentation as the
independent variables. Point biserial correlations were used to explore the linearity
between the five dependent variables and the two independent variables of performance
and instrumentation.
To address our secondary goal, we performed exploratory multiple regression analyses. We
opted for five regressions, one for each rated emotional dimension, to evaluate the
effects of the musical features on each of those five emotions separately. A linear
model was constructed between each dependent variable and the selected factors. Because
participants’ ratings were done on a seven-point Likert scale, which can present
problems of linearity, dependent variables were log-transformed using log(1+x).
We considered three potential models: a model with all pitch and rhythm factors, a model
with only rhythm factors, and a model with only pitch factors. We further compared the
VIF of each model (see Table 4). We included VIF in our consideration because we
anticipated our ecological stimuli to exhibit high covariance between musical features
(Gomez & Danuser, 2007). Note that the musical features are measured on different
scales as described in Table 2. In reporting the multiple regression analyses, we
provide both the parameter estimate (unstandardized) and the standardized coefficients
for the purpose of comparison of effect size.
RESULTS I
Participants rated 16 excerpts on five seven-point Likert scales (N = 2,560). The average
rating for energy was the highest (M = 4.79; SD = 1.51), while those
for dissonance (M = 3.50; SD = 1.68) and movement (M = 3.71;
SD = 1.80) were the lowest. The average ratings for mood and tension were
in the 4–5 range (M = 4.28 and 4.03; SD = 1.54 and 1.73
respectively).
Production Mode and Instrumentation
The main effect of performance was statistically significant, but small, F(1,
2556) = 2.89, p = .013, while the main effect of instrumentation was
statistically significant and large, F(1, 2556) = 15.97, p < .001.
There was also a significant, although relatively small, interaction between performance
and instrumentation, F(1, 2556) = 3.32, p = .005.
Point biserial correlations were calculated between each dependent variable and
performance (Human = 1; Synthetic = 2) as well as instrumentation (Piano = 1; String
Quartet = 2). Performance was positively correlated with mood,
rpb(2558) = .05, p = .01, but negatively correlated with
tension, rpb(2558) = -.06, p = .003. Instrumentation was
negatively correlated with mood, rpb(2558) = -.09, p <
.0001, but positively correlated with energy, rpb(2558) = .11,
p < .0001, and tension, rpb(2558) = .13, p
< .0001.
Effects of Musical Features
For Akaike Information Criterion (AIC), Bayesian Information Criterion (BIC), and VIF, we
used the heuristic that lower values are better. As shown in Table 4, the model with all
rhythm and pitch factors provided a better fit for each of the five dependent variables,
while the VIF values associated with the selected factors (Table 5) were all below 4,
which was deemed an acceptable degree of covariance.
All selected musical features were predictive of participants’ ratings for one or more
emotional dimensions, with the best model accounting for 41% of the variance in
participants’ ratings of energy (adjusted R2 = .413), followed by
tension (adjusted R2 = .232), mood (adjusted R2
= .211), dissonance (adjusted R2 = .104), and movement (adjusted
R2 = .084). Parameter estimates and standardized
coefficients for each of the five emotional dimensions are presented in Table 6.
Standardized coefficients are used below to interpret the relative strength of the
factors on participants’ ratings.
Table 4. Comparison of model fits using Akaike Information
Criterion (AIC) and Bayesian Information Criterion (BIC) with all nine rhythm and
pitch factors, a subset with only the six rhythm factors, and a subset with only the
three pitch factors. The model with all rhythm and pitch factors provides a better
fit, with 8% (movement) to 41% (energy) of the variance accounted for.
Emotion
Model
df
AIC
BIC
Adjusted R2
p value
Mood
All
2550
849
913
.211
< .001
Rhythm
2553
1129
1175
.118
< .001
Pitch
2556
1239
1268
.079
< .001
Energy
All
2550
-131
-66.55
.413
< .001
Rhythm
2553
81.33
128
.362
< .001
Pitch
2556
574
604
.226
< .001
Movement
All
2550
2712
2776
.084
< .001
Rhythm
2553
2807
2853
.048
< .001
Pitch
2556
2886
2915
.018
< .001
Dissonance
All
2550
2369
2433
.104
< .001
Rhythm
2553
2512
2559
.051
< .001
Pitch
2556
2516
2545
.049
< .001
Tension
All
2550
1858
1923
.232
< .001
Rhythm
2553
2203
2250
.120
< .001
Pitch
2556
2191
2220
.123
< .001
Table 5. Variance Inflation Factor (VIF) values for
the nine rhythm and pitch factors selected. All values are below 4.
Factor
VIF
Audio file duration
2.73
Composite event density
2.34
Composite nPVI
1.41
Event density ratio
2.51
nPVI group difference
3.38
Nested ratio
2.12
Pitch mean
3.39
Pitch range
1.64
Sonority dissonance
2.54
Six of the nine factors were significant predictors of participants’ ratings of perceived
mood. Except for event density ratio, these were negatively correlated, with nPVI group
difference and sonority dissonance being the most reliable predictors of mood. Audio file
duration, nested ratio, and surprisingly, pitch range, were not significant predictors.
On the other hand, all but event density ratio, were significant predictors of
participants’ perceived energy. Composite event density, pitch range, and sonority
dissonance were positively correlated with energy, while composite nPVI, nPVI group difference,
audio file duration, pitch mean, and nested ratio were negatively correlated. Finally,
although the selected factors accounted for approximately only 8% of the variance in
participants ratings of movement, seven out of the nine factors were predictive of a
lower perceived impulse to move along with the music, with nPVI group difference,
sonority dissonance, pitch mean, and composite nPVI being the most reliable predictors .
Event density ratio, audio file duration, and pitch range were
positively correlated with movement ratings.
Perceived dissonance and tension showed similar results, with a few differences. All but
composite event density were significantly related to perceived dissonance. As expected,
higher sonority dissonance was the strongest predictor of higher ratings in perceived
dissonance, with nPVI group difference, pitch mean, and to a lesser extent, pitch range
also being positively correlated. Nested ratio, event density ratio, composite nPVI,
and audio file duration were negatively correlated with dissonance. Similarly, all but audio file
duration were reliable predictors of perceived tension, with sonority dissonance being
the strongest predictor. Other predictors of perceived tension were nPVI group
difference, pitch mean, composite event density, and pitch range. Finally
event density ratio, composite nPVI, and nested ratio were negatively correlated with
perceived tension, with event density ratio showing the largest effect among these.
Table 6. Parameter estimates and standardized
coefficients for rhythmic and pitch features for participants’ ratings
of mood, energy, movement, dissonance, and tension.
Emotional Dimension
Parameter
Estimate
St. coefficient
St. Error
t value
Pr(>|t|)
Mood
(adjusted R2 = .211)
(Intercept)
2.98
n/a
0.09
34.00
< .001
Audio file duration
0.01
0.04
0.01
1.34
0.18
Composite event density
-0.01
-0.05
0.004
-2.02
0.04
Composite nPVI
-0.001
-0.04
0.0004
-2.04
0.04
Event density ratio
0.41
0.22
0.05
8.01
< .001
nPVI group difference
-0.01
-0.44
0.001
-13.77
< .001
Nested ratio
0.01
0.01
0.05
0.30
0.76
Pitch mean
-0.01
-0.31
0.001
-9.70
< .001
Pitch range
-0.001
-0.03
0.001
-1.46
0.14
Sonority dissonance
-0.18
-0.43
0.01
-15.36
< .001
Energy
(Intercept)
1.77
n/a
0.07
24.49
< .001
(adjusted R2 = .413)
Audio file duration
-0.03
-0.11
0.01
-4.52
< .001
Composite event density
0.04
0.30
0.003
12.84
< .001
Composite nPVI
-0.01
-0.29
0.0003
-16.37
< .001
Event density ratio
-0.004
-0.002
0.04
-0.09
0.93
nPVI group difference
-0.002
-0.17
0.0004
-5.98
< .001
Nested ratio
-0.08
-0.05
0.04
-2.06
0.04
Pitch mean
-0.003
-0.07
0.001
-2.46
0.01
Pitch range
0.01
0.21
0.001
11.08
< .001
Sonority dissonance
0.05
0.12
0.01
5.00
< .001
Movement (adjusted R2 = .084)
(Intercept)
2.35
n/a
0.13
18.66
< .001
Audio file duration
0.05
0.11
0.01
3.61
< .001
Composite event density
0.003
0.02
0.01
0.52
0.60
Composite nPVI
-0.003
-0.10
0.001
-4.57
< .001
Event density ratio
0.49
0.20
0.07
6.71
< .001
nPVI group difference
-0.01
-0.37
0.001
-10.55
< .001
Nested ratio
0.11
0.04
0.07
1.53
0.13
Pitch mean
-0.01
-0.23
0.002
-6.69
< .001
Pitch range
0.002
0.05
0.001
2.05
0.04
Sonority dissonance
-0.16
-0.28
0.02
-9.28
< .001
Dissonance (adjusted R2 = .104)
(Intercept)
0.34
n/a
0.12
2.86
0.004
Audio file duration
-0.03
-0.07
0.01
-2.29
0.02
Composite event density
0.01
0.03
0.01
1.01
0.31
Composite nPVI
-0.003
-0.11
0.001
-5.07
< .001
Event density ratio
-0.24
-0.11
0.07
-3.55
< .001
nPVI group difference
0.005
0.26
0.001
7.61
< .001
Nested ratio
-0.38
-0.16
0.07
-5.71
< .001
Pitch mean
0.01
0.26
0.002
7.53
< .001
Pitch range
0.002
0.05
0.001
2.15
0.03
Sonority dissonance
0.16
0.30
0.02
10.23
< .001
Tension
(adjusted R2 = .232)
(Intercept)
0.35
n/a
0.11
3.24
0.001
Audio file duration
-0.02
-0.05
0.01
-1.86
0.06
Composite event density
0.03
0.17
0.01
6.45
< .001
Composite nPVI
-0.003
-0.13
0.001
-6.20
< .001
Event density ratio
-0.45
-0.20
0.06
-7.23
< .001
nPVI group difference
0.005
0.27
0.001
8.61
< .001
Nested ratio
-0.31
-0.13
0.06
-5.18
< .001
Pitch mean
0.01
0.19
0.002
5.93
< .001
Pitch range
0.003
0.08
0.001
3.69
< .001
Sonority dissonance
0.24
0.47
0.01
16.89
< .001
DISCUSSION I
The primary goal of this study was to investigate more directly the influence of
synthetic computer-generated audio as compared to pre-recorded human performances on
listeners’ perceived emotions, within the context of rhythmically complex music excerpts
that contrasted in timbre (piano and string quartet). Production mode was found to have
a small but significant effect, with synthetic performances being perceived as more
positive in mood and conveying less tension. This finding extends previous research
which shows that synthetic generation of short melodies can convey discrete emotions
effectively (Juslin, 1997), and further qualifies the effect of synthetic audio on
listeners’ perceived emotions. One potential factor that might have a mitigating effect
on the perception of tension is the absence of expressive variations in the timing of
events in our synthetic excerpts as microtiming has been shown to alter listeners’
musical experience (Bhatara et al., 2011; Senn et al., 2016). As expected,
instrumentation also had a significant and large effect, with string quartet excerpts
giving rise to a more negative mood, greater energy, and higher perceived tension than
piano excerpts. The main effect of instrumentation is consistent with research on the
influence of timbre and acoustical factors on listeners’ perceived emotions (Farbood
& Price, 2014; Hailstone et al., 2009). Because each participant heard each musical
excerpt only in the piano or string quartet condition, and because these musical
excerpts differed in terms of specific musical features, the presence of some hidden
factor related to the instrumentation or musical excerpts’ features cannot be fully
discounted and should be taken into consideration in future experiments (i.e., using
musical examples that afford piano and string quartet performances). Also, it is not
clear whether the quality of the vibrato produced by string instruments, which is
difficult to synthesize, might have been a factor on participants’ ratings of the five
emotional dimensions.
Table 7. Summary of standardized coefficients for
nine rhythm and pitch factors for each of the rated emotional dimensions
in Experiment 1, with significance levels for each. Significance levels
are: * p < .05,
** p < .01, *** p < .001. Composite nPVI,
nPVI group difference, pitch mean, and sonority dissonance are
significant for all five emotional dimensions, with sonority dissonance
and nPVI group difference being the strongest predictors.
Parameter
Standardized Coefficients
Mood
Energy
Movement
Dissonance
Tension
Audio file duration
0.04
-0.11***
0.11***
-0.07*
-0.05
Composite event density
-0.05*
0.30***
0.02
0.03
0.17***
Composite nPVI
-0.04*
-0.29***
-0.10***
-0.11***
-0.13***
Event density ratio
0.22***
-0.002
0.20***
-0.11***
-0.20***
nPVI group difference
-0.44***
-0.17***
-0.37***
0.26***
0.27***
Nested ratio
0.01
-0.05*
0.04
-0.16***
-0.13***
Pitch mean
-0.31***
-0.07*
-0.23***
0.26***
0.19***
Pitch range
-0.03
0.21***
0.05*
0.05*
0.08***
Sonority dissonance
-0.43***
0.12***
-0.28***
0.30***
0.47***
The secondary goal was to explore the influence of a number of rhythmic and pitch
features on listeners’ perceived emotions. A summary of standardized coefficients is
shown in Table 7. Some of our findings are novel and open avenues for investigation on
the role of rhythmic structure on perceived emotion, especially in multi-part music.
Most notably, composite nPVI and nPVI group difference, which provide measures of
note-to-note duration variability in rhythmic sequences overall and between rhythmic
groups, were among the strongest predictors of participants’ ratings for all five
emotional dimensions. These two factors were predictive of lower mood, energy, and
movement ratings, while their effect on perceived dissonance and tension were in
opposite directions, with composite nPVI being predictive of lower, and nPVI group
difference higher, participants’ ratings. These observations are consistent with
findings that higher levels of rhythmic complexity have a negative effect on
entrainment, which may result in reduced enjoyment (Labbé & Grandjean, 2014),
especially given that less regular rhythms have been found to be perceived as less
pleasant (Scherer & Zentner, 2001). On the other hand, the observed negative effect
of rhythmic complexity on mood are not consistent with earlier findings of complex
rhythms being linked with perceived happiness (Scherer & Oshinski, 1977), which
could be explained by the lack of a consensus in how rhythmic complexity is defined
(i.e., “even” vs. “uneven” as compared to computational measures based on metric fit or
duration variability). It is also possible that the effect of rhythmic complexity on
perceived emotions is not linear, which could be further tested using excerpts that
offer a range of values along one or more complexity measures. The varied effects of the
nPVI measures on perceived dissonance and tension in polyphonic texture warrant further
investigation.
The effects of the three other rhythmic factors, composite event density, event density
ratio, and nested ratio were less consistent and/or relatively smaller, but not
negligible. Composite event density, which provides a measure of rate presentation and a
proxy for tempo, was most notably positively correlated with energy and tension, which
is consistent with findings that link shorter note values and faster tempi with higher
arousal and perceived tension (Balkwill & Thompson, 1999; Fernández-Sotos et al.,
2016). Higher event density ratio, which corresponds to a texture in which the densities of the
two rhythmic groups are similar, was positively correlated with mood and movement, and
negatively correlated with dissonance and tension. In other words, more homogeneous
rhythmic structure contributed to a more positive judgment of mood and tendency to move
along the musical excerpt, as well as lower perceived dissonance and tension. Nested
ratio, which measures the degree of coincidence between parts in terms of event onsets,
was also negatively correlated with dissonance and tension, and to a lesser extent,
energy, suggesting that excerpts with a texture that is more rhythmically integrated are
perceived as conveying lower energy, dissonance, and tension. Given that these measures
were designed to address the specific features of rhythmic structure in polyphonic
textures, these results call for further research.
Among pitch features, sonority dissonance and pitch mean had a noticeably larger effect
on several emotional dimensions. The positive correlation between sonority dissonance
and perceived dissonance and tension was expected. The negative effect of dissonance on
mood (Costa et al., 2004; Dellacherie et al., 2010; Fritz et al., 2013; Kawakami et
al., 2013) and the positive effect on arousal (Dellacherie et al., 2010; Gomez &
Danuser, 2007) are also well-documented. On the other hand, the negative correlation
with movement calls for further investigation. Recent research suggests that along with
rhythmic complexity, harmonic complexity may also follow the inverted-U effect (Berlyne,
1971; Matthews et al., 2019), which, given that sonority dissonance is primarily based
on harmonic intervals, is consistent with our findings. However, the relationship of
sonority dissonance with entrainment has received little attention. Finally, the effects
of pitch mean were also relatively strong, while those of pitch range were less
consistent and generally smaller. Higher pitch mean was predictive of lower mood,
energy, and movement ratings, and higher ratings of perceived dissonance and tension,
while wider pitch range was predictive of higher ratings for all rated emotional
dimensions, except for mood, and most notably for perceived energy. These results
somewhat contrast with studies that associate high-pitched music with positive emotion
descriptions (Aljanaki et al., 2014), which could be explained by interaction with
rhythmic features (Schellenberg et al., 2000), a link that requires investigation beyond
the present study.
EXPERIMENT II: PITCH PRESENTATION
We aimed to test the potential influence of common methods used in the preparation of
musical stimuli for experiments that investigate listeners’ perceived emotions while
listening to music. In Experiment 1, we tested the influence of production mode as a
method to generate musical stimuli. In Experiment 2, we addressed the potential
influence of randomization methods.
The primary goal of the second experiment was to determine whether pitch presentation
(ordered vs. randomized) had an effect on listeners’ judgment of five emotional
dimensions (mood, energy, movement, dissonance, and tension), and thus address the gap
in research on the effect of pitch structure on perceived emotions. As in the first
experiment, a secondary goal was the exploratory examination of musical features and
their possible effects on participants’ emotion ratings. The musical features were the
same as those used previously. Because of the significant effects of instrumentation
observed in Experiment 1, and because realistic synthesis of a string quartet was
difficult to achieve, we limited our musical excerpts to those originally composed for
solo piano.
Similar to the first experiment, we assumed a null hypothesis for the influence of pitch
presentation on listeners’ ratings of the five emotional dimensions. For musical
features, we informally expected event density to be positively correlated with mood and
movement, and nested ratio to be negatively correlated with energy. Based on previous
research on the influence of pitch structure on valence and arousal, we also expected a
negative correlation of pitch mean with mood and energy, and sonority dissonance to be
predictive of perceived dissonance and tension.
Methods
PARTICIPANTS
Experiment 2 was conducted in the same manner as in the first experiment. One hundred and
sixty-one participants completed the study.[7] One participant who reported having
difficulty with English in everyday life and one participant who reported having
previously completed the survey were excluded from the sample; the results reported here
are those associated with the responses of the remaining 159 participants. Most
participants self-identified as women (77%) as compared to men (18%) and non-binary
persons (2%); four participants chose not to report their gender. Participants’ ages
ranged from 18 to 48 (M = 22.03; SD = 5.27). Participants’ self-reported formal
musical training ranged from 0 to 20 years (M = 5.40; SD = 4.64). In a
post-survey questionnaire, most of the participants (42%) reported being unfamiliar with
the musical style represented by the excerpts used in the survey; the remaining
participants were either familiar (31%) or “not sure” (26%). Most participants (73%)
reported being unfamiliar with a specific excerpt either through listening or
performance, with a smaller proportion being familiar with at least one excerpt (14%) or
“not sure” (12%). Finally, most participants reported using their computer’s built-in
speakers (45%) and noise canceling (26%) or standard (21%) headphones or earbuds; the
remaining eleven participants used external speakers.
MATERIALS
We employed the subset of eight excerpts for solo piano from Experiment 1 in this
experiment (presented in Table 1). These excerpts were written by five different
composers (Béla Bartók, Manuel de Falla, George Gershwin, Frank Martin, and Sergei
Prokofiev) and ranged from 1914 to 1965 in terms of composition year. The duration of
the musical excerpts ranged from about 5 to 9 s (M = 7.29; SD = 1.06).
Given the variety of polyrhythmic textures represented by the selected examples, the
small sample size was determined to be sufficient as a testing set for our measures.
Each excerpt was rendered into two versions: one with pitches unchanged from the original
(“ordered”) and one with pitches assigned randomly while preserving the original
rhythmic structure (“randomized”).[8] To prepare the randomized version of each excerpt, we
determined the highest and lowest pitches, and the specific set of octave-equivalent
pitches (i.e., pitch classes) used in the excerpt. Pitch was randomized so that the same
pitch classes were presented within the same overall pitch range as in the original
version, but not necessarily the same octave. To prevent excessive pitch repetition, a
note was never assigned the same pitch as an immediately preceding note onset, whether
that pitch occurred as an individual note or within a chord. Both versions were rendered
with the EastWest audio library Steinway D virtual instrument.
PROCEDURE AND DESIGN
The procedure and design for Experiment 2 was the same as that in Experiment 1, except
for the experimental stimuli the participants listened to. Participants completed two
practice trials, with ordered or pitch-randomized excerpts randomly assigned for each
practice trial; these trials were based on different source materials and were not
included in the analysis. Excerpt and pitch presentation were within-subjects variables.
The order of the excerpts was randomized for each participant; each participant also
heard only one version of each of the eight excerpts (ordered or randomized), which was
randomly selected for that participant.
MEASURES
In addition to participants’ ratings of five dependent variables using seven-point Likert
scales, we used the same nine pitch and rhythm features to explore the relationship
between musical features and participants’ perceived emotions (see Table 3). Figure 2
illustrates the visual analytic markup for a sample (“ordered”) excerpt used in the
experiment. Note that although piano excerpts are notated on two staves, each stave can
include more than one part. The sample excerpt features two contrasting rhythmic groups
(A and B), with the lower part assigned to Group A by default. Group A notes
are colored in red, while Group B notes are in blue. The top two staves are
the original score and underneath are the extracted rhythmic sequences for Group A only,
Group B only, Groups A and B combined (“composite”), and the intersection of
Groups A and B (“coincidence”). In this excerpt, the polyrhythm results from
the triple grouping of the sixteenth notes in Group B against the regular duple
subdivision of the 2/4 measure (represented by Group A).
Fig. 2. Visual analytic markup for R350, Béla Bartók, Piano
Sonata (1926), mm. 22-28, with a recorded duration of 7.17 seconds.
Each of the eight excerpts used as source materials feature polyrhythmic activity that
varies in terms of design as well as complexity across the excerpts. The extracted
rhythmic measures are shown in Table 8, with those for R350 (Figure 2) highlighted in
gray. The values in the first three columns are based on the full texture. The composite
event density of R350 is about 6 events per seconds, a value that is close to the
average rate of presentation in this set of excerpts, while its event density ratio is
the highest, i.e., the event densities of the two groups are most similar. As it
includes many successive sixteenth notes, the composite nPVI is somewhat lower than the
average, while the nPVI group difference is relatively high due to the contrast in
note-to-note regularity introduced by the sixteenth rests in Group B. Finally, the
nested ratio shows a relatively low degree of integration, which is characteristic of
polyrhythmic textures, although the value is slightly higher than the average for this
set.
Table 8. Rhythm measures for experimental excerpts
in Experiment 2, with means and standard deviations in parentheses.
Rhythmic structure is invariable across ordered and randomized
versions.
Excerpt
Composite Event Density
Composite nPVI
Nested Ratio
Event Density Ratio
nPVI Group Difference
R310
9.29
12.40
0.10
0.17
36.37
R324
2.89
45.56
0.44
0.57
55.23
R350
6.27
18.18
0.33
0.88
62.37
R534x
3.02
35.20
0.37
0.76
62.03
R560
6.60
0
0.33
0.33
57.49
R574
10.10
42.01
0.17
0.40
100
R582
5.85
0
0
0.56
43.53
R686x
5.81
8.00
0.47
0.44
21.33
Mean (SD)
6.23 (2.57)
20.17 (18.42)
0.28 (0.17)
0.51 (0.23)
54.79 (23.14)
Figure 3 presents a transcription of the randomized variant of the same excerpt. As shown
by the analytic markup and the composite rhythms below the score, the underlying
rhythmic structure is the same. These two examples illustrate how pitch register plays a
role in the perceptual parsing of rhythmic layers. Despite preserving the sequence of
rhythmic values from the original excerpt, the randomization of pitch classes (rather
than specific pitches) significantly hides the rhythmic design of the multi-part
texture. Thus, we did not discard the possibility that structural features related to
the divided groups could have an effect on participants’ perceived emotions, and all
five rhythm measures, as well as audio file duration were considered in the comparison
of models. Additionally, three pitch measures were also considered. These measures are
derived from pitch data extracted from both excerpt versions (ordered and randomized).
Register measures were excluded from the analysis because they are not independent.
Pitch measures data are shown in Table 9, with the pitch data for the excerpt shown as
Figure 3 (R350 “randomized”) highlighted in gray.
Fig. 3. Visual analytic markup for the pitch-randomized variant of R350, Béla Bartók,
Piano Sonata (1926), mm. 22-28, with a recorded duration of 7.17 seconds. In this
version, the leading ties into the first beat (top staves) are dropped, resulting in slightly different number of events for three of the four rhythmic lines.
ANALYSIS
The same approach was taken as in Experiment 1, with the exception that we did not
consider models with only pitch or rhythm factors. Audio file duration, included in Experiment 1,
was removed in the final models for Experiment 2 due to high VIF values (> 50). Pitch
range, also included in Experiment 1, was removed due to collinearity.
Table 9. Pitch measures for ordered and randomized
excerpts, with overall mean and standard deviations in parentheses.
Measures for ordered excerpts are shown on top with measures for
randomized excerpts below; register and pitch range measures are
invariable across ordered and randomized versions of the same
excerpt.
Excerpt
Low
Register
High
Register
Pitch
Range
Pitch
Mean
Sonority
Dissonance
R310
47
64
18
58.21
54.50
1
3.57
R324
57
79
23
69.05
67.77
2.01
3.04
R350
34
84
51
58.33
58
4.38
3.79
R534x
62
81
20
69.36
70.81
3.14
3.76
R560
41
83
43
57.47
61.81
2.17
2.37
R574
30
66
37
39.52
47.24
1.75
2.28
R582
34
68
35
51.57
49.63
2.60
4.04
R686x
32
93
62
63.96
63.84
2.36
3.60
Mean (SD)
42.10 (11.68)
77.30 (9.88)
36.10 (15.06)
58.82 (8.81)
2.87 (0.94)
RESULTS II
Participants rated eight excerpts on five seven-point Likert scales (N = 1,272). The average
rating for energy was the highest (M = 4.41; SD = 1.59), while the
average rating for movement was the lowest (M = 3.19; SD = 1.76). The
average ratings were 3.85 (SD = 1.47) for mood, 3.90 (SD = 1.57) for
tension, and 4.10 (SD = 1.72) for dissonance.
Effects of Pitch Presentation
To test the effect of pitch presentation (ordered vs. randomized) on the five dependent
variables, we conducted a one-way MANOVA with pitch presentation as the independent
variable and the five dependent variables combined. The effect of pitch presentation was
statistically significant and large, F(1, 1270) = 66.20, p < .001.
One-way ANOVAs were used to identify which of the dependent variables had statistically
significant differences between the two groups of the independent variable. The
differences in ratings for each of the five dependent variables were also statistically
significant at the p < .001 level.
Point biserial correlations were calculated between the two pitch presentation conditions
(ordered = 1; randomized = 2) and each of the five dependent variables; all correlations
were significant at the p < .001 level. Pitch presentation was negatively
correlated with mood (rpb = -.37), energy (rpb = -.14), and movement
(rpb = -.33). Pitch presentation was also positively correlated with
dissonance (rpb = .33) and tension (rpb = .17).
Effects of Musical Features
The model with all factors provided a better fit, with about 10% (dissonance) to 44%
(energy) of the variance accounted for (see Table 10). While the VIF values for
composite event density and pitch mean are relatively high (see Table 11), we felt that
they were not exceptionally high enough to warrant exclusion.
Table 10. Comparison of model fits using Akaike Information
Criterion (AIC) and Bayesian Information Criterion (BIC) with the all-factors model
(7 factors) and the rhythm-only model (5 factors).
Emotion
Model
df
AIC
BIC
Adjusted R2
p value
Mood
All
1264
353
400
.239
< .001
Rhythm
1266
545
582
.114
< .001
Energy
All
1264
134
180
.440
< .001
Rhythm
1266
183
219
.417
< .001
Movement
All
1264
1398
1444
.109
< .001
Rhythm
1266
1503
1539
.031
< .001
Dissonance
All
1264
1063
1109
.098
< .001
Rhythm
1266
1152
1188
.031
< .001
Tension
All
1264
885
932
.132
< .001
Rhythm
1266
946
982
.088
< .001
Table 11. Variance Inflation Factor (VIF) values for
the all-factors model (7 factors) and rhythm-only model (5 factors).
Values in the full model are all below 7; values in the rhythm-only
model are below 4.
Factor
VIF
All Factors
Rhythm Only
Composite event density
5.38
3.11
Composite nPVI
2.51
2.36
Event density ratio
3.83
2.16
nPVI group difference
3.77
2.86
Nested ratio
2.62
1.64
Pitch mean
6.82
–
Sonority dissonance
2.08
–
Table 12. Parameter estimates and standardized
coefficients for rhythmic and pitch features for participants’ ratings
of mood, energy, mood, movement, dissonance, and tension.
Emotional
Dimension
Parameter
Estimate
Standardized
Coefficient
St.
Error
t
value
Pr(>|t|)
Mood
(adjusted R2 = .239)
(Intercept)
1.72
n/a
0.18
9.30
< .001
Composite event density
0.05
0.41
0.01
7.15
< .001
Composite nPVI
0.002
0.11
0.001
2.74
0.006
Event density ratio
0.56
0.38
0.07
7.84
< .001
nPVI group difference
-0.008
-0.54
0.001
-11.33
< .001
Nested ratio
-0.06
-0.03
0.08
-0.80
0.42
Pitch mean
0.002
0.06
0.002
0.91
0.36
Sonority dissonance
-0.18
-0.51
0.01
-14.47
< .001
Energy
(adjusted R2 = .440)
(Intercept)
1.60
n/a
0.17
9.49
< .001
Composite event density
0.09
0.66
0.01
13.63
< .001
Composite nPVI
-0.007
-0.34
0.001
-10.32
< .001
Event density ratio
0.64
0.40
0.06
9.84
< .001
nPVI group difference
-0.005
-0.29
0.001
-7.12
< .001
Nested ratio
0.74
0.34
0.07
10.09
< .001
Pitch mean
-0.01
-0.21
0.002
-3.76
< .001
Sonority dissonance
-0.07
-0.20
0.01
-6.44
< .001
Movement (adjusted R2 = .109)
(Intercept)
2.11
n/a
0.28
7.59
< .001
Composite event density
0.03
0.16
0.01
2.64
0.01
Composite nPVI
0.0001
0.004
0.001
0.09
0.93
Event density ratio
0.72
0.35
0.11
6.74
< .001
nPVI group difference
-0.01
-0.38
0.001
-7.43
< .001
Nested ratio
0.15
0.05
0.12
1.24
0.22
Pitch mean
-0.01
-0.12
0.004
-1.76
0.08
Sonority dissonance
-0.20
-0.40
0.02
-10.52
< .001
Dissonance (adjusted R2 = .098)
(Intercept)
0.51
n/a
0.24
2.11
0.03
Composite event density
-0.003
-0.02
0.01
-0.30
0.76
Composite nPVI
-0.005
-0.22
0.001
-5.28
< .001
Event density ratio
-0.36
-0.20
0.09
-3.86
< .001
nPVI group difference
0.01
0.38
0.001
7.26
< .001
Nested ratio
0.09
0.04
0.11
0.88
0.38
Pitch mean
0.01
0.19
0.003
2.74
0.01
Sonority dissonance
0.16
0.36
0.02
9.49
< .001
Tension
(adjusted R2 = .132)
(Intercept)
1.56
n/a
0.23
6.87
< .001
Composite event density
-0.01
-0.09
0.01
-1.44
0.15
Composite nPVI
-0.01
-0.29
0.001
-6.93
< .001
Event density ratio
-0.18
-0.11
0.09
-2.11
0.04
nPVI group difference
0.01
0.34
0.001
6.68
< .001
Nested ratio
0.42
0.18
0.10
4.30
< .001
Pitch mean
-0.01
-0.20
0.003
-2.86
0.004
Sonority dissonance
0.12
0.28
0.02
7.52
< .001
Energy was the variable for which variance was most consistently predicted by the model
(adjusted R2 = .440), while dissonance was the least (adjusted
R2 = .098). Parameter estimates and standardized
coefficients for rhythmic and pitch features for each of the five emotional dimensions
are presented in Table 12. Standardized coefficients are used below to interpret the
relative strength of the factors on participants’ ratings.
Five of the seven factors had a statistically significant effect on mood, accounting for
24% of variance in participants’ ratings. Composite event density, event density ratio,
and composite nPVI were positively correlated with mood, while nPVI group difference and
sonority dissonance, which had the strongest effect, were negatively correlated. In
contrast, all seven factors were found to be statistically significant for participants’
ratings of perceived energy, with composite event density and event density ratio being
the most reliable predictors of higher perceived energy. Nested ratio was also
positively correlated with participants’ perceived energy, while composite nPVI, nPVI
group difference, pitch mean, and sonority dissonance were negatively correlated. Four
of the seven factors were found to have a statistically significant effect on
participants’ ratings of perceived movement, accounting for 11% of variance. Event
density ratio and composite event density were positively correlated with participants’
ratings of their tendency to move along the music. On the other hand, sonority
dissonance, nPVI group difference, and pitch mean were negatively correlated with
perceived movement.
Results for participants’ ratings of perceived dissonance and tension were very similar,
with the exception of the effects of pitch mean and nested ratio. Sonority dissonance
and nPVI group difference were relatively strong predictors and positively correlated
with both dissonance and tension ratings, while composite nPVI and event density ratio
were negatively correlated. On the other hand, pitch mean was positively correlated with
perceived dissonance, but negatively correlated with perceived tension. Finally, nested
ratio was positively correlated with tension ratings, but its effect on dissonance was
not statistically significant. Composite event density was not statistically significant
for these dimensions.
DISCUSSION II
The primary goal of Experiment 2 was to investigate the influence of pitch presentation
on listeners’ perceived emotions, within the context of rhythmically and harmonically
complex music excerpts for piano. While results have identified some trends in how pitch
presentation influences listeners’ experience, the findings cannot be easily mapped onto
existing research. Instead, our study introduces a novel approach to investigate
questions pertaining to musical expression using naturalistic stimuli. The finding that
pitch presentation has a main effect on listeners’ perceived emotions is consistent with
previous studies that observed a relationship between melodic contour and perceived
valence (Gomez & Danuser, 2007; Juslin, 2019). More importantly, our results point
to more global effects of pitch structure on specific emotional dimensions. The finding
that excerpts in which pitch presentation followed the original composition order were
associated with a more positive mood, higher energy, and a greater impulse to move along
with the music suggests that the specific decisions made by the composer with regards to
pitch structure contribute to listeners’ enjoyment of the music, even in complex and
unfamiliar music. Furthermore, the finding that randomized excerpts with the same
underlying, although somewhat less palpable, rhythmic structure and pitch class content
were perceived as more dissonant and with more tension is consistent with the higher
sonority dissonance observed in seven out of the eight pitch-randomized excerpts as
compared with their ordered counterparts (Table 9). This points to the importance of
small-scale interactions between pitch and duration, including octave specific
relationships. These results suggest that when using pitch randomization to generate
musical stimuli, more attention needs to be devoted to reporting the degree of
dissonance, using measures that allow for generalization of findings.
Table 13. Summary of standardized coefficients for
seven rhythm and pitch factors for each of the rated emotional
dimensions in Experiment 2, with significance level for each.
Significance levels are: * p < .05,
** p < .01, *** p < .001. Event density
ratio, nPVI group difference, and sonority dissonance are significant
for all emotional dimensions, with nPVI group difference being the
strongest predictor for three out of five.
Parameter
Standardized coefficient
Mood
Energy
Movement
Dissonance
Tension
Composite event density
0.41***
0.66***
0.16**
-0.02
-0.09
Composite nPVI
0.11**
-0.34***
0.004
-0.22***
-0.29***
Event density ratio
0.38***
0.40***
0.35***
-0.20***
-0.11*
nPVI group difference
-0.54***
-0.29***
-0.38***
0.38***
0.34***
Nested ratio
-0.03
0.34***
0.05
0.04
0.18***
Pitch mean
0.06
-0.21***
-0.12
0.19**
-0.20**
Sonority dissonance
-0.51***
-0.20***
-0.40***
0.36***
0.28***
The secondary goal was to explore the influence of a number of rhythmic and pitch
features on listeners’ perceived emotions. A summary of standardized coefficients is
shown in Table 13. Because the measures were extracted from both ordered and randomized
excerpts, the findings related to these features further qualify the observed effects of
pitch presentation and attest to the importance of considering the specific structural
features of the music used as source materials for experimental stimuli. In the current
study, we used rhythmic and pitch measures pertaining to the whole texture (composite
event density, composite nPVI, pitch mean, and sonority dissonance) as well as rhythmic
measures derived from the interaction of composite rhythms from the divided texture
(event density ratio, nPVI group difference, and nested ratio). Several features were
observed to be reliable predictors of listeners’ perceived emotions, with the most
variance accounted for in perceived energy ratings. The strongest predictors overall
were event density ratio, nPVI group difference, and sonority dissonance. Event density
ratio was predictive of higher mood, energy, and movement ratings, suggesting that a
more homogeneous texture in terms of rate of presentation of events in different parts
has a positive effect on valence, arousal, as well as the impulse to move along with the
music, but a depressing effect on perceived dissonance and tension, effects that are
novel and remain to be further investigated. On the other hand, nPVI group difference,
which is indicative of a texture in which one rhythmic group is more irregular than the
other, was found to be predictive of lower ratings in perceived mood, energy, and
movement, but higher ratings in terms of perceived dissonance and tension. As expected,
sonority dissonance had a negative effect on perceived mood as well as being predictive
of higher ratings of dissonance and tension, but the observed negative effects on
perceived energy and the impulse to move along with the music are somewhat unexpected.
Previous research points to an inverted-U relationship between rhythmic complexity and
entrainment (Stupacher et al., 2022). However, apart from findings related to a link
between harmonic complexity and the pleasure associated with entrainment (Matthews et
al., 2019), evidence of an influence of sonority dissonance on sensorimotor
synchronization is limited.
Other factors had a smaller and/or more limited effect on perceived emotions, although
they offer additional insight into the effect of these parameters on perceived emotions
from the perspective of multi-part music. For example, pitch mean was found to have a
significant effect on energy, dissonance, and tension ratings, but not mood or movement.
Research on the effect of pitch height on valence and arousal is inconclusive, and
effects have been found to vary based on gender (Jacquet et al., 2014). In our study,
higher pitch mean did not have a significant effect on mood, but was correlated with
lower energy and tension ratings. This is consistent with previously observed
relationships of pitch mean with low arousal emotion words such as tenderness,
nostalgia, and calmness (Aljanaki et al., 2014), but inconsistent with findings that low
register melodies correlate with higher tension (Granot & Eitan, 2011) or that
harmonic intervals presented in a higher register are associated with higher perceived
tension (Costa & Nese, 2020). This suggests that further research using different
types of textures and more specific emotion descriptors may be needed to elucidate these contradictions. The positive effect
of composite event ratio (a proxy for tempo) on mood and energy is consistent with
research that associates positively valenced and higher arousal emotion words with
faster tempo (Juslin & Sloboda, 2001) and provides evidence that these effects also
apply to complex polyphonic music. Finally, the observed significant positive effect of
the number of coinciding event onsets (nested ratio) on perceived energy and tension is
novel and requires further investigation using more controlled stimuli.
CONCLUSION
Several of our findings show that the interaction of rhythmic sequences in multi-part
music plays a significant role in listeners’ emotional experience, which calls into
question the ecological validity of studies that focus on relatively simple musical
sequences to study perceived emotions. Specifically, findings based on rhythmic features
suggest that more attention should be devoted to finer-grain musical features and the
interaction between parts. Some of the factors were found to have very small, yet
significant effects on participants’ ratings of mood, energy, movement, dissonance, and
tension. These factors may require investigation using more controlled experiments.
However, these results may also point to compositional practice. In creating effects,
composers rarely manipulate a single parameter. Rather, they use a combination of
parameters, which is suggested by the observed covariance of subjective ratings of
perceptual features in ecological stimuli (Friberg et al., 2014) and the interactive
nature of the effects associated with parameters, such as loudness and register (e.g.,
Granot & Eitan, 2011). Thus, although some factors, such as pitch range, may show
stronger effects in controlled experiments, the results may be difficult to generalize
to actual musical compositions. In this study, we avoided including factors with high
collinearity and aimed to keep variance low, which puts in relief the predictive
reliability of parameters such as nPVI group difference and sonority dissonance in
listeners’ perception of musical emotions.
Taken together, these results trace an attractive path of investigation into the
influence of musical features in multi-part music. Approaches that favor analysis of
multiple factors in the sampled music may help uncover the effect of different
parameters. Further analysis may also help identify combinations of parameters used by
composers to create specific effects beyond the scope of the current study. The
music-analytical approach taken in our study can also inform developing research in the
implementation of Web-based digital audio applications that focus on the communication
of emotion through musical compositions (Turchet et al., 2020). Although the source
materials in this study belong to a specific geographical and historical style, the use
of composite rhythms as a basis for computational measures is not style specific. Thus,
our results could be used to advance automatic music information retrieval focused on
emotion. The Suter (1980) Corpus, from which the study excerpts were selected,
includes a wide range of examples extracted from instrumental, vocal, and stage works by
twenty composers written for solo keyboard instruments as well as for ensembles of
different sizes, from 2 to 30 parts. Future studies could include more substantial
selections of multi-part music from this corpus as well as from a wider range of musical
cultures, including compositions for different types of ensembles that feature a variety
of textural strategies. The influence of the interaction of the different parts in the
musical texture on perceived emotion could also be further examined, for example the
influence of the relative density and regularity of different rhythmic layers and the
degree of integration between layers. Such materials could be explored from an
interdisciplinary perspective that includes machine learning and online studies with
human participants, which has the potential to enrich and diversify user-based music
streaming.
ACKNOWLEDGMENTS
The authors thank the members of the UBC Rhythm Computation and Cognition Lab for the
encoding of the musical excerpts, Walker Williams for audio preparation, and Daniel
Shanahan for statistical consulting. We also thank the editor for helpful suggestions on
data analysis. This research is supported in part by funding from the Social Sciences
and Humanities Research Council of Canada (GR012182). This article was copyedited by
Jonathan Tang and layout/edited by Niels Chr. Hansen.
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